Securities Arbitration & ADR

New York, NY

Phone: (212) 880-3622
Cell: (347) 640-1914

New York, NY

Phone: (212) 880-3583
Fax: (212) 880-3998

Washington, DC

Phone: (202) 661-7039
Fax: (202) 661-7059

New York, NY

Phone: (212) 880-3982
Fax: (212) 825-9828
Cell: (646) 891-7905

New York, NY

Phone: (212) 880-3978
Fax: (212) 880-3998
Cell: (347) 949-2054

Washington, DC

Phone: (202) 661-7017
Fax: (202) 661-7059
Cell: (202) 480-5278

New York, NY

Phone: (212) 880-3975
Fax: (212) 880-3998
Cell: (347) 758-2295

New York, NY

Phone: (212) 880-3977
Fax: (212) 825-9828
Cell: (347) 899-0524

Washington, DC

Phone: (202) 661-7033
Fax: (202) 661-7059
Cell: (202) 680-4902

Richmond, VA

Phone: (804) 762-5370
Fax: (804) 762-5366
Cell: (347) 899-0434

New York, NY

New York, NY

Phone: (212) 880-3580
Fax: (212) 880-3998
Cell: (203) 984-8256

New York, NY

Phone: (212) 880-3980
Fax: (212) 825-9828
Cell: (347) 899-0544
For more information visit Our Team page.

Looking Forward

The last quarter of 2018 saw significant volatility and declines in all major equity indices. Fixed income investments also experienced declines in 2018 as interest rates increased, driven by the Federal Reserve’s rate hikes. These developments will inevitably lead to increases in arbitration filings against brokerage firms by investors seeking to recoup their losses. In addition, a large number of hedge funds performed poorly in 2018, and we have seen an uptick in complaints by funds against their prime brokers relating to portfolio margin and other trading issues. After many years in which the number of new securities arbitrations filed remained flat or declined, the number of customer cases filed in 2018 increased, and looking forward we expect 2019 to be a far busier year for securities arbitrations.