Howard Kramer to Speak on 21st Century Communication Technology at SIFMA C&L

July 19, 2021

How are AI, Machine Learning, and Data analytics being used in Financial Services? Howard Kramer of our Broker-Dealer Advisory & Counseling Practice will be a featured speaker at the SIFMA C&L Virtual Forum (July 20-22).

Mr. Kramer will be a panelist on the July 21 program, "21st Century Surveillance and Communication Technology." Other speakers include Moderator John O’Neill, Executive Vice President and Chief Compliance Officer; Stephen Bard, Senior Vice President, WIM Director of Social Media & Communication Compliance, Wells Fargo Wealth & Investment Management; Chris Sherlock, Vice President – Surveillance & Data Analytics, Ameriprise Financial, Inc.; and Amy Watson, Managing Director, Federation Compliance and Executive Office Compliance, Goldman Sachs, Inc.

Mr. Kramer represents companies in securities regulatory law, with particular emphasis on broker-dealer, market structure and compliance matters.  In addition to providing advice, he also represents clients in regulatory investigations, inquiries and examinations. He is ranked in Band 1 for Financial Services Regulation: Broker-Dealer (Compliance) in Chambers USA 2021.

The 2021 C&L Virtual Forum, hosted by SIFMA’s Compliance & Legal Society, features 23 live sessions over three days. In addition to the live sessions, attendees can participate in digital learning labs, virtual exhibit hall, lunch & learns and networking sessions with speakers and C&L Executive Committee Members.

Murphy & McGonigle will serve as a Silver Sponsor of the 2021 SIFMA C&L Virtual Forum.