Joseph Facciponti of Murphy & McGonigle’s White Collar Defense, Investigations & Compliance Counseling Practice will join various industry leaders as a featured speaker at the Program on Corporate Compliance and Enforcement (PCCE) at NYU School of Law’s upcoming conference, “The New Face of AML Enforcement and Compliance.”
The event takes place on Wed., June 12 from 4:30 – 7:30 pm at the Lester Pollack Colloquium Room in Furman Hall (225 Sullivan Street).
Kenneth Blanco, Director of the Financial Crimes Enforcement Network, will deliver the keynote address. Other speakers at the conference include compliance executives from Citigroup; Credit Suisse; Exiger; the Federal Reserve Board of New York; Goldman Sachs; and UBS.
The NYU Program on Corporate Compliance and Enforcement (PCCE) is a law and research program dedicated to developing a richer and deeper understanding of the causes of corporate misconduct and the nature of effective enforcement and compliance. Through practical discourse and legal scholarship, PCCE seeks to help shape optimal enforcement policy, guide firms in developing more effective and robust compliance programs, and enhance education in the field of corporate compliance and enforcement.
A former federal prosecutor, Mr. Facciponti previously served in a supervisory position in the legal department of HSBC, where he was responsible for leading global internal investigations of matters involving money laundering, sanctions, tax, and anti-bribery laws, including the Foreign Corrupt Practices Act. While at HSBC, Mr. Facciponti advocated for the bank’s interests before U.S. and foreign regulators as well as HSBC’s independent compliance monitor.
Murphy & McGonigle White Collar practice features individuals who previously served at the Department of Justice, United States Attorney's Office, SEC and CFTC, giving them substantial investigative, regulatory, arbitration, mediation, enforcement and federal and state trial and appellate experience.