SIFMA Compliance Legal Society, 2013 Charlotte Regional Conference, Regulatory Update
SIFMA Compliance Legal Society, 2013 Charlotte Regional Conference, Regulatory Update
Attorneys
- Hannah Berkowitz
More Events
- Murphy & McGonigle 2019 CLE Breakfast Series: FINRA Arbitration and Enforcement- A Mid-Year Update
- Presenter, “Two Persistent Compliance Challenges: Insider Trading and Advisory Contracts,” Investment Adviser Compliance Symposium
- Managing Third Party Cybersecurity and Data Privacy Risk Webinar
- Practical Advice for Managing Third-Party Cybersecurity and Data Privacy Risk
- FINRA Arbitration and Enforcement: A Mid-Year Update on June 6