SIFMA Compliance Legal Society, 2013 Charlotte Regional Conference, Regulatory Update
SIFMA Compliance Legal Society, 2013 Charlotte Regional Conference, Regulatory Update
Attorneys
- Hannah Berkowitz
More Events
- Moderator, “Ethics: Use of Zoom and Social Media,” FIA Law & Compliance Division Annual Conference
- Panel Moderator, "Conducting and Defending an Investigation from Home," FIA Law & Compliance Division Annual Conference
- Speaker, "Market Abuse and Disruptive Trading," FIA Law & Compliance Division Annual Conference
- Moderator, Parallel 2021, Chamber of Digital Commerce
- Mid-Market Financial Regulatory Group Meeting - "The Architecture of the Enforcement Program of the SEC Under Chairman Gensler"