Murphy & McGonigle 2019 CLE Breakfast Series: FINRA Arbitration and Enforcement- A Mid-Year Update
Murphy & McGonigle 2019 CLE Breakfast Series: FINRA Arbitration and Enforcement- A Mid-Year Update
Attorneys
More Events
- Presenter, “Two Persistent Compliance Challenges: Insider Trading and Advisory Contracts,” Investment Adviser Compliance Symposium
- Managing Third Party Cybersecurity and Data Privacy Risk Webinar
- Practical Advice for Managing Third-Party Cybersecurity and Data Privacy Risk
- FINRA Arbitration and Enforcement: A Mid-Year Update on June 6
- Presenter, “Independent Broker-Dealer Compliance Roundtable,” ACA Compliance Webinar