How a company handles an internal investigation of a potentially serious matter can make a significant difference in convincing a regulator to back off from bringing an enforcement action or seeking a big penalty. In-house counsel have a crucial role to play in making strategic decisions concerning the scope of the investigation, handling whistleblowers, protecting attorney-client privilege for the company, interacting with regulators, and deciding whether to hire outside counsel. This presentation will highlight some of the difficult issues raised by internal investigations and the best practices for addressing them.
We look forward to seeing you
WHAT: 1.0 hour CLE presentation, with breakfast
WHEN: May 17, 2018 8:00 a.m.
Murphy & McGonigle,
1185 Avenue of the Americas, 21st Floor,
New York, NY, 10036
RSVP HERE or call Jennifer Berrios at (212) 880.3969
PRESENTERS: Lionel Andre, Carol Elder Bruce, Joseph Facciponti (Partners at Murphy & McGonigle) and Matthew Levine (Counsel, Virtu Financial)
Upcoming 2018 Murphy & McGonigle CLE Breakfast Series Events
June 19 - Securities Law Issues Involving FinTech
July 11 - Cybersecurity 101: Practical Advice for Financial Institutions & Businesses
October 4 - Best Execution & Pricing (Equity & Fixed Income)