You are invited to join Hannah Berkowitz, James Dombach and Paul Merolla of Murphy & McGonigle, along with guest instructors Guy Miller of Citadel Securities and Etienne Barg-Townsend of KGS-Alpha Capital Markets, L.P., for a breakfast CLE program. We will review the regulatory landscape relevant to best execution, mark-ups and customer communications and will offer practical insight and tips on these important regulatory issues.
We look forward to seeing you
WHAT: 1.0 hour CLE presentation, with breakfast
WHEN: October 4, 2018 8:00 a.m.
WHERE:
Murphy & McGonigle,
1185 Avenue of the Americas, 21st Floor,
New York, NY, 10036
(between W. 46th / 47th Streets)
- 7:30 a.m. – Breakfast and registration
- 8:00 a.m. – Session begins
- 9:00 a.m. – Session concludes
RSVP HERE or call Jennifer Berrios at (212) 880.3969
PRESENTERS: Hannah Berkowitz, James Dombach and Paul Merolla (Partners - Murphy & McGonigle); Guy Miller, Citadel Securities; Etienne Barg-Townsend, KGS Alpha Capital Markets, L.P.
We hope you have enjoyed our 2018 CLE Series, and look forward to you joining us in 2019