“Market Structure” SIFMA Compliance and Legal Division Annual Seminar Panel

“Market Structure” SIFMA Compliance and Legal Division Annual Seminar Panel

Event Date(s): 03/25/2007 - 03/28/2007

“Market Structure” SIFMA Compliance and Legal Division Annual Seminar Panel

The velocity of business and regulatory change facing compliance and legal professionals who advise the financial services industry is remarkable. The anticipated regulatory consolidation of the NASD and the NYSE later this year will also impact the business, compliance and legal community.  Our seminar this year is designed to help you address these challenges.

Event Link: http://www.sifma.org/uploadedfiles/societies/sifma_compliance_and_legal_society/2007%20annual%20seminar%20brochure.pdf