“Internal Compliance Examinations (Large Firms)” Panel, NSCP 2008 National Membership Meeting, Philadelphia, Pennsylvania
Event Date(s):
10/22/2008
“Internal Compliance Examinations (Large Firms)” Panel, NSCP 2008 National Membership Meeting, Philadelphia, Pennsylvania.
Attorneys
More Events
- “Mid-Year Roundup on SEC and FINRA Enforcement Developments,” DC Bar
- Cryptolina 2018
- FinTech & Blockchain Practice Sponsors Women on the Block – Diversity Blockchain Summit
- Murphy & McGonigle 2018 CLE Breakfast Series: Best Practices in Internal Investigations
- FINRA Arbitration and Enforcement: Current Issues in 2018 and Beyond, The Knowledge Group