“FINRA Disciplinary Proceedings,” Trial Tactics and Strategies – Securities Industry Perspective, FINRA Annual Conference
Event Date(s):
05/21/2013
FINRA Annual Conference, “FINRA Disciplinary Proceedings,” Trial Tactics and Strategies – Securities Industry Perspective, Washington, D.C.
Attorneys
More Events
- “Initial Coin Offerings: Can Securities Regulators Balance Market Growth and Investor Protection?”, Washington Legal Foundation
- Cybersecurity Basics: Practical Advice for Financial Institutions and Businesses
- “Positive Culture Within Our Industry” - SIFMA Women’s Leadership Forum, New York, NY
- “Training Workshop: Recordkeeping: Training on Revised Rules” - FIA Expo 2018, Chicago, IL
- “Coins of No Land Meet the Law of the Land” (Moderated by Katherine Cooper) - CryptoLex 2018, New York, NY