“Enforcement”, FIA Expo 2018, Panelist
Listen in as enforcement experts discuss key cases and developments in CFTC, NFA, and exchange enforcement proceedings and investigations. Panelists will draw from current cases to discuss business practices for compliance in today’s enforcement environment.
Event Link: https://expo2018.fia.org/program/3039
- The Post Lava Jato World: How Corporates Must Adapt to the Changing Regulatory and Compliance Environment in LATAM
- Presentation: 16th Annual Small Law Firm Symposium: “Tech Tips Small Firms Need to Know” New York City Bar Association
- “Cybersecurity & Data Privacy: Regulatory and Enforcement Update,” Lawline Webinar
- “CFTC Jurisdiction over Fraud in the Cash Markets: Are there any limits?” Webinar
- PLI Hedge Fund and Private Equity Enforcement & Regulatory Developments 2019