“Conflict Management – Retail and Institutional Issues”, SIFMA Compliance and Legal Society, 2014 Annual Seminar

“Conflict Management – Retail and Institutional Issues”, SIFMA Compliance and Legal Society, 2014 Annual Seminar

Event Date(s): 03/30/2014 - 04/02/2014

The SIFMA Compliance and Legal Society's 46th Annual Seminar hosted over 300 speakers, sharing insights and trends across 65 substantive panels on the latest regulatory developments, compliance effectiveness, and other top industry topics, including:

  • The Impact of the Volcker Rule
  • Insiders' View of Recent Securities Law Cases Before the Supreme Court
  • Re-Examining Ethics in the Financial Services Industry
  • Diversity and Inclusion
  • Commodities and Derivatives Litigation and Regulatory Update
  • And much more

Hannah Berkowitz is a panelist for “Conflict Management – Retail and Institutional Issues”.

Event Link: http://www.sifma.org/cl2014/