“Conflict Management – Retail and Institutional Issues”, SIFMA Compliance and Legal Society, 2014 Annual Seminar
Event Date(s):
03/30/2014
- 04/02/2014
The SIFMA Compliance and Legal Society's 46th Annual Seminar hosted over 300 speakers, sharing insights and trends across 65 substantive panels on the latest regulatory developments, compliance effectiveness, and other top industry topics, including:
- The Impact of the Volcker Rule
- Insiders' View of Recent Securities Law Cases Before the Supreme Court
- Re-Examining Ethics in the Financial Services Industry
- Diversity and Inclusion
- Commodities and Derivatives Litigation and Regulatory Update
- And much more
Hannah Berkowitz is a panelist for “Conflict Management – Retail and Institutional Issues”.
Event Link: http://www.sifma.org/cl2014/
Attorneys
- Hannah Berkowitz
More Events
- “Trends, Developments and Updates in Broker-Dealer Regulation: What to Expect in 2019 and Beyond,” Featured Panelist
- The California Consumer Privacy Act – A New Frontier for Data Privacy in the United States - Webinar
- “Crypto and Blockchain Panel” at the ABA Derivatives and Futures Committee Winter Meeting in Naples, FL
- Murphy & McGonigle 2019 CLE Breakfast Series: Private Securities Litigation & Securities Enforcement Actions
- "Tokenizing Institutional Asset Explosion" - Blockchain Best Practices, Washington, DC