"Compliance and Legal Division Seminar," Securities Industry Association
Event Date(s):
04/07/2003
Securities Industry Association "Compliance and Legal Division Seminar," Lake Buena Vista, Florida.
Attorneys
More Events
- Surveillance and Spoofing to be Focal Areas for July 10 CLE: Commodities & Derivatives
- Murphy & McGonigle 2019 CLE Breakfast Series: FINRA Arbitration and Enforcement- A Mid-Year Update
- Presenter, “Two Persistent Compliance Challenges: Insider Trading and Advisory Contracts,” Investment Adviser Compliance Symposium
- Managing Third Party Cybersecurity and Data Privacy Risk Webinar
- Practical Advice for Managing Third-Party Cybersecurity and Data Privacy Risk