Securities Industry and Financial Markets Association "Compliance and Legal Division Seminar," "Securities Arbitration," Phoenix, AZ.
"Compliance and Legal Division Seminar," "Securities Arbitration," Securities Industry and Financial Markets Association
Event Date(s):
03/24/2009
Attorneys
More Events
- The Post Lava Jato World: How Corporates Must Adapt to the Changing Regulatory and Compliance Environment in LATAM
- Presentation: 16th Annual Small Law Firm Symposium: “Tech Tips Small Firms Need to Know” New York City Bar Association
- Anti-Money Laundering Enforcement Landscape: Tougher Penalties and Compliance Requirements, LIVE Webcast
- “Cybersecurity & Data Privacy: Regulatory and Enforcement Update,” Lawline Webinar
- “CFTC Jurisdiction over Fraud in the Cash Markets: Are there any limits?” Webinar