Acting CFTC Chairman J. Christopher Giancarlo is signaling his intention to increase the agency's market intelligence capabilities by moving certain surveillance functions to the Division of Enforcement, derivatives lawyers told Bloomberg BNA.
New York financial regulators’ outreach efforts while developing new cybersecurity rules could serve as a model for harmonizing existing regulations elsewhere.
Katherine McGrail has been named the firm’s first Chief Diversity & Inclusion Officer. Kate is a partner practicing in the firm’s New York and Richmond, Virginia offices.
Lawyers say that the New York financial authority’s new rules represent a shift away from views that targets of cyber attacks are victims.
The mission of the National Association of Women Lawyers is to provide leadership, a collective voice, and essential resources to advance women in the legal profession and advocate for the equality of women under the law.
Securities regulators are turning to big data to increase their enforcement firepower, a move that could eventually help them more easily uncover breaches of suitability in investment product sales.