Inter-American Bar Association, “Introduction to FINRA Securities Arbitration” Luncheon Series (panelist), New York, New York
"Mortgage-Related Products," Understanding Financial Products 2016, Practicing Law Institute, New York, January 28, 2016.
Recently, the Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 15-07 which alerts its member firms to the new and amended consolidated rules on membership (FINRA Rule 0190), transactional payments to unregistered persons (FINRA Rule 2040), and sanctions (FINRA Rule 8311). Securities industry and other officials should have a thorough understanding of the risks and consequences of the new and modified standards for the businesses.
“New FIFA indictments,” Interview, Compliance & Ethics Report #223 (January 5, 2016).
The In-House/Outside Litigation Counsel Group provides a forum for in-house lawyers and outside litigation counsel who represent corporate clients to examine the legal and business aspects of the working relationship between in-house and outside counsel. The members of the Group discuss topical issues that have an impact on corporate litigation. The Group also seeks the perspectives of the courts, practitioners who represent consumers, and public sector litigants.
“Schemers and Scammers, 2015 Edition: The Never Ending Battle Against Fraud,” presented to top 10 mutual life insurance company (November 9, 2015).