Steve Crimmins to speak at the Practising Law Institute (PLI) seminar on November 30th, 2017 in New York, NY. A live webcast of the program is available for those not able to attend in person.
Schemers and Scammers, 2017 Edition: The Never Ending Battle Against Fraud
Learn how FINRA conducts its enforcement investigations with specific focus on how technology can help.
Independent Broker Dealer Consortium Annual Conference, “Examination of Variable Annuities” PowerPoint (Speaker), Palm Springs, CA, September 26, 2017
"The Challenge of Change", STA 84th Annual Market Structure Conference, JW Marriott, Washington DC
This Briefing will provide a roadmap of common plaintiffs' arguments and defendants' rebuttal arguments in actions filed by or on behalf of elder investors. Elizabeth M. Del Cid and Sharon A. O’Shaughnessy of Murphy & McGonigle will discuss recent rules and notices published by the regulators on senior investors, the standards of proof for financial elder abuse that arise in these cases in major jurisdictions (NY, CA, FL, VA, and NC), and the potential civil and criminal penalties that may be imposed.