Steve is a panelist with Judge Rakoff and SEC Enforcement Director Ceresney on "Enforcement and Insider Trading", 2016 Columbia Law School Annual Securities Regulation Conference. Other leading securities experts including judges, practitioners, and regulators, will gather to discuss the latest securities law developments.
Richard N.P. Naylor, Partner, Murphy & McGonigle, PC, to Speak at the Knowledge Group’s Merger Investigations: The Benefits of Technology-Assisted Document Review Event
“Halliburton II and the Price Impact Rule: Then & Now”, The Knowledge Group Webcast, April 20, 2016.
James Goldfarb is the Program Co-Chair and Panel Moderator for “Hot Topics in Securities Litigation & Enforcement – Omnicare, Halliburton III, Home Courts, and the Financial Reporting and Audit Task Force” and “The Financial Reporting and Audit Task Force - The SEC Goes Back to the Future”, New York City Bar Association.
Celebrating its 48th year, SIFMA's C&L Annual Seminar gathered almost 2,000 compliance and legal professionals from March 13-16 at the Hilton Orlando Bonnet Creek. This critical forum provides an opportunity for legal and compliance leaders and regulators to come together to educate each other and share their respective expertise and insight with the goal of making our capital markets the most fair, transparent and ethical in the world.
Contributor, “2015 Annual Broker-Dealer Litigation Survey,” ABA Securities Litigation Committee, March 2016.