"Initial Coin Offerings and Compliance: Lessons from the Past Year and a Look Ahead", Cryptolina, Raleigh, NC, June 15, 2018

Tim was co-speaker at a CLE program hosted by the Colorado Bar Association for legal counsel involved in finance for municipal governments to the recent changes in the framework for disclosure and compliance with federal securities laws.

This event featured influential female leaders in cross-disciplinary markets in this global network and served as a kickoff to Blockchain Week New York City (May 13-18).

How a company handles an internal investigation of a potentially serious matter can make a significant difference in convincing a regulator to back off from bringing an enforcement action or seeking a big penalty. In-house counsel have a crucial role to play in making strategic decisions concerning the scope of the investigation, handling whistleblowers, protecting attorney-client privilege for the company, interacting with regulators, and deciding whether to hire outside counsel.

Futures Industry Association, 2018, Law & Compliance Conference, Panelist – CFTC Reporting

Tim was the featured speaker on regulatory and compliance developments in the United States at The European Compliance Conference (TECC) 2018 in Warsaw, Poland. TECC is sponsored by the Securities House Compliance Officers Group, an educational group organized by and for international compliance professionals.