SIFMA’s Women’s Leadership Forum convenes senior financial industry professionals to share their insights on ways to enhance a positive culture within our industry.

Imagine that you have received a request from the CFTC or the NFA for records. This session will train session participants on various aspects of recordkeeping including format, retention and accessibility to better prepare you to respond to such an inquiry.

You are invited to join Hannah Berkowitz, James Dombach and Paul Merolla of Murphy & McGonigle, along with guest instructors Guy Miller of Citadel Securities and Etienne Barg-Townsend of KGS-Alpha Capital Markets, L.P., for a breakfast CLE program. We will review the regulatory landscape relevant to best execution, mark-ups and customer communications and will offer practical insight and tips on these important regulatory issues.

Murphy & McGonigle 2018 CLE Breakfast Series: Cybersecurity 101: Practical Advice for Businesses and Financial Institutions

With the continued expansion of the avoidable-transfer litigation landscape, the risk of clawback suits against investors who potentially redeemed their interests in a fraudulent investment operation and others exposed to a Ponzi scheme has never been greater. To bring, defend against, or avoid such claims, it is imperative to keep abreast of recent clawback litigation developments and trends.

Blockchain technology has tremendous potential. Amidst a dramatically evolving and escalating landscape for blockchain companies, crypto assets and business potential, many of the legal parameters and regulatory guidelines impacting this growing market sector remain undefined, vague and/or in the throes of a turf battle by government regulatory bodies.