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“Positive Culture Within Our Industry” - SIFMA Women’s Leadership Forum, New York, NY
10/25/2018 | (10/01/2018)
SIFMA’s Women’s Leadership Forum convenes senior financial industry professionals to share their insights on ways to enhance a positive culture within our industry.
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“Training Workshop: Recordkeeping: Training on Revised Rules” - FIA Expo 2018, Chicago, IL
10/18/2018 | (09/30/2018)
Imagine that you have received a request from the CFTC or the NFA for records. This session will train session participants on various aspects of recordkeeping including format, retention and accessibility to better prepare you to respond to such an inquiry.
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Murphy & McGonigle 2018 CLE Breakfast Series: Best Execution & Pricing (Equity & Fixed Income)
10/04/2018 | (09/14/2018)
You are invited to join Hannah Berkowitz, James Dombach and Paul Merolla of Murphy & McGonigle, along with guest instructors Guy Miller of Citadel Securities and Etienne Barg-Townsend of KGS-Alpha Capital Markets, L.P., for a breakfast CLE program. We will review the regulatory landscape relevant to best execution, mark-ups and customer communications and will offer practical insight and tips on these important regulatory issues.
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Murphy & McGonigle 2018 CLE Breakfast Series: Cybersecurity 101: Practical Advice for Businesses and Financial Institutions
07/11/2018 | (07/11/2018)
Murphy & McGonigle 2018 CLE Breakfast Series: Cybersecurity 101: Practical Advice for Businesses and Financial Institutions
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With the continued expansion of the avoidable-transfer litigation landscape, the risk of clawback suits against investors who potentially redeemed their interests in a fraudulent investment operation and others exposed to a Ponzi scheme has never been greater. To bring, defend against, or avoid such claims, it is imperative to keep abreast of recent clawback litigation developments and trends.
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Blockchain technology has tremendous potential. Amidst a dramatically evolving and escalating landscape for blockchain companies, crypto assets and business potential, many of the legal parameters and regulatory guidelines impacting this growing market sector remain undefined, vague and/or in the throes of a turf battle by government regulatory bodies.
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Sharon O’Shaughnessy Named a 2021 LCLD Fellow
(02/26/2021)
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Murphy & McGonigle Launches Expanded Version of the M&M Defend App
(02/17/2021)
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Murphy & McGonigle CLE Series - The New Administration: What Changes to White Collar Investigations Should Be Expected from New Administration?
02/23/2021 | (02/08/2021)
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Executive Order 13959: OFAC Issues Amended License and Related Frequently Asked Questions
(01/28/2021)
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A New Administration - What to Expect at the SEC and CFTC
(01/25/2021)