Steve Crimmins to speak at PLI program "Hedge and Private Fund Enforcement & Regulatory Developments 2016" - The SEC and other government agencies continue to focus enforcement and examination efforts on hedge funds and private equity firms. While insider trading remains a priority, examinations and investigations have turned to increasingly complex issues that private funds must deal with on a daily basis - valuation, conflicts of interest regarding fees, cybersecurity, big data and allocation of investment opportunities and expenses. As the regulators’ and prosecutors’ expertise and sophistication mature, so does their use of in-house industry experts, whistle blowers and data analytics.
Murphy and McGonigle's Heather Middleton moderated anMurphy & McGonigle’s FINRA Discovery: the rules, the guide, best practices and case studies.
Regulation Through the Eyes of Non-Bulge Bracket Firms & New Issuers, Panel Member, 83rd Annual Market Structure Conference – Game Changers & Culture Creators.
Panelist, 2013 Federal Court Practice Seminar, New York City Bar Association, September 2013
Panelist, “Securities Arbitration Program,” Practicing Law Institute, September 2016