Steve Crimmins to serve on Columbia Law School Conference panel addressing Insider Trading & Enforcement.
Richard Naylor was a panelist with Philip Favro, eDiscovery Speaker Series CLE.
Fireside Chat with Michael J. Osnato, Jr., Recently Departed Chief, Complex Financial Instruments Unit, Division of Enforcement, U.S. Securities and Exchange Commission, Moderator, SIFMA Leader and Experts Forum.
Panelist on Securities Industry and Financial Markets Association (SIFMA) Leaders and Experts panel called Successfully Managing Regulatory Investigations and Enforcement Matters in the New Regulatory Landscape and Big Data Driven Age.
This half-day CLE discussion forum will feature two panels of leading in-house and outside counsel, SEC and FINRA, and SIFMA leaders and experts who will discuss regulatory priorities, ways to successfully manage regulatory investigations and enforcement matters, valuable insights into current FinTech/RegTech developments actively used by regulators and the industry, and ways that financial services firms can use data and regulatory analytics to derive and support solutions.
Kate McGrail will serve on the SIFMA Conference Panel “Responding to Regulatory Inquiries in the Big Data Age: Is Your Firm Ready?” FMA and Bates Group will co-host the 2017 Leaders & Experts Forum: Successfully Managing Regulatory Investigations and Enforcement Matters in the New Regulatory Landscape and Big Data-Driven Age on Thursday, January 26th, 2017, at the SIFMA Conference Center in New York City.