On April 30, the New York City Bar Committee on Securities Litigation will host a panel discussion on Halliburton Co., et al., v. Erica P. John Fund, Inc., which many commentators are calling the most important securities case in years. In Halliburton, the U.S. Supreme Court will revisit its landmark decision in Basic, Inc. v. Levinson establishing the "fraud-on-the-market" doctrine in securities fraud cases. The discussion will explore the case's implications for the fraud-on-the-market doctrine, and for securities litigation more broadly. Mr. Goldfarb will be speaking.
Join in the forum discussing equity crowdfunding and the impact of the SEC’s proposed rule to regulate it.
AIG, “Financial Institutions Claims/Updates in the Securities Industry” CE/CLE Credit Live Session (Panelist), New York, NY April 17, 2014
NYU Program on Corporate Compliance and Enforcement and the American Law Institute, New York University School of Law
Securities Industry and Financial Markets Association “Compliance and Legal Division Seminar,” “Securities Arbitration,” Grande Lakes, Florida
Professional Liability Attorney Network, “The Ins and Outs of FINRA’s Broker Expungement Process” CE/CLE Credit Live Webinar (Panelist), Los Angeles, CA, March 14, 2014