It’s a question of when, and not if, your company will experience a cyber incident. Are you prepared? And is your cybersecurity program up to speed? This program will walk you through the steps necessary to prepare for cyber threats, providing practical solutions for the legal and ethical challenges in protecting your business and data from cyber threats.
SIFMA’s Women’s Leadership Forum convenes senior financial industry professionals to share their insights on ways to enhance a positive culture within our industry.
Imagine that you have received a request from the CFTC or the NFA for records. This session will train session participants on various aspects of recordkeeping including format, retention and accessibility to better prepare you to respond to such an inquiry.
You are invited to join Hannah Berkowitz, James Dombach and Paul Merolla of Murphy & McGonigle, along with guest instructors Guy Miller of Citadel Securities and Etienne Barg-Townsend of KGS-Alpha Capital Markets, L.P., for a breakfast CLE program. We will review the regulatory landscape relevant to best execution, mark-ups and customer communications and will offer practical insight and tips on these important regulatory issues.
Murphy & McGonigle 2018 CLE Breakfast Series: Cybersecurity 101: Practical Advice for Businesses and Financial Institutions
With the continued expansion of the avoidable-transfer litigation landscape, the risk of clawback suits against investors who potentially redeemed their interests in a fraudulent investment operation and others exposed to a Ponzi scheme has never been greater. To bring, defend against, or avoid such claims, it is imperative to keep abreast of recent clawback litigation developments and trends.