As exemplified by their coordinated spoofing takedown last year, the CFTC and DOJ continue to be aggressive in their pursuit of rooting out spoofing and disruptive trading activity by individuals and the companies that employ them.

A company’s cybersecurity and data privacy compliance programs are only as good as their weakest links, which often are the company’s third-party vendors.

In times of market turmoil, it is critical for financial industry counsel and compliance officers to stay abreast of trends and changes at FINRA, including new developments in FINRA arbitration as well as exam and enforcement priorities. 

Cyberattacks are on the rise. Is your company prepared for the myriad of cyber risks in 2019?

Law continues to be one of the least diverse professions in the United States, and the challenges of creating an inclusive legal environment continue. 

Murphy & McGonigle’s 2019 Breakfast CLE Series will kick off on Wed., Jan. 30 (8:00 am) with an informative program, Private Securities Litigation & Securities Enforcement Actions – Answers to the GC’s Most Pressing Questions.

This event is a gathering of Executives across Governments, Corporations, and Academia who will participate in talks, panel discussions, and debates on the topic of Best Practices in Blockchain.