Financier Worldwide moderates a discussion on overseas fraud exposure between Jerry Oldham at 1stWEST Financial Corporation, Michael Couzens at Baker Hughes US LLP, Luke Tolaini at Clifford Chance, and Robertson T. Park at Murphy & McGonigle.
The U.S seeks to force SAC to forfeit their profits related to 4 counts of fraud. CNBC's Kayla Tausche reports the latest. Steve Feldman as one of the panelists provides insight to what is behind the government's efforts to effectively wipe out Steve Cohen...
Companies can identify certain factors that will play a role in determining whether it will weather an FCPA or anti-bribery investigation.
Conducting an FCPA risk assessment is good governance and can be a powerful advocacy tool should problems arise.
Compliance professionals, internal counsel and external counsel face a daunting and increasingly complex landscape when they hear the initial report of potential corruption stemming from their international operations. More recently, this has become the case irrespective both of the location of the potential misconduct and whether it appears on first view to reflect a regulatory or potential criminal issue.
"SEC Enforcement: Questions for the Division Co-Director on What Lies Ahead" (chaired panel with SEC Enforcement Director), Federal Bar Association, June 17, 2013