"Ethics for the Business Attorne", SIFMA Compliance and Legal Division Annual Seminar
Brooklyn Law School Symposium: "Revisiting Mandatory Arbitration in Customer Securities Disputes" Brooklyn, New York.
Securities Regulation & Law Report (BNA), Vol. 42, No. 4 - This article analyzes the new cooperation policy and other important changes in the Manual that will most impact SEC defense counsel and their clients.
Panelist & Moderator, Securities Arbitration Seminars, NY & NJ State Bar Associations, 2010-2015.
Here at the Litigation Daily, fat brokerage accounts are about as commonplace as July snowstorms. So forgive us our initial ignorance about the "cash sweep" programs offered by brokers, which were the subject of a class action that Manhattan federal district court judge Richard Sullivan dismissed Monday. But after reading Judge Sullivan's opinion, we feel like we could teach a course in cash sweeps.
“CDO Litigation Reaching a Crucial Stage,” Securities Docket Webcast.