Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.
Mr. McGonigle also counsels broker-dealers and investment advisors on AML issues and has defended a broker-dealer in an AML self-regulatory organization investigation.
Mr. McGonigle was named the 2016 Securities Regulation “Lawyer of the Year" in the Washington, DC market by The Best Lawyers in America®. He also has been listed as a Washington DC Super Lawyer (2012-15).