Thomas J. McGonigle attorney profile image

Thomas J. McGonigle
C: (202) 680-4941
1001 G Street, N.W.
Seventh Floor
Washington, DC 20001
T: (202) 661-7010
F: (202) 661-7059
1185 Avenue of the Americas
21st Floor
New York, NY 10036
T: (212) 880-3624
Practice Areas
  • J.D., cum laude, Georgetown University Law Center, 1982
  • B.S., Political Science, magna cum laude, University of Scranton, 1979
  • District of Columbia
  • New York
  • U.S. Court of Appeals, Second Circuit
  • U.S. District Court, District of Columbia
  • U.S. District Court, Eastern District of New York
  • U.S. District Court, Southern District of New York
  • U.S. Supreme Court

Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading; broker/dealer and investment adviser compliance system design and review; fiduciary investment issues; regulatory registration issues; transactional disclosure issues; regulatory enforcement and grand jury representation; and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.

Mr. McGonigle also counsels broker-dealers and investment advisors on AML issues and has defended a broker-dealer in an AML self-regulatory organization investigation.

Mr. McGonigle was named the 2016 Securities Regulation “Lawyer of the Year" in the Washington, DC  market by The Best Lawyers in America®.  He also has been listed as a Washington DC Super Lawyer (2012-15).