Mr. Feldman is a speaker, presenting “Avoiding Corporate Liability: Using Government Guidelines to Advise & Protect Your Clients,” at the Foundation for Accounting Education’s Forensic Accounting and Litigation Services Conference.
A former federal prosecutor and former SEC trial enforcement attorney will examine the federal government’s ongoing campaign against insider trading and securities fraud, and the risks presented to securities industry professionals. Based on actual insider trading cases they handled, Steven Feldman and Howard Elisofon will discuss techniques used by law enforcement to build its cases and ensnare individuals. They will provide an overview of the insider trading laws, along with examples of conduct that constitutes insider trading and examples of acceptable trading conduct. Feldman and Elisofon will suggest “best practices” to avoid liability, and examine gray areas that could lead to increased scrutiny. (New York Society of Security Analysts)
“Insider Trading and Securities Fraud Presentation,” at New York Society of Security Analysts Value Investing Committee.
International Conference on Protecting Cultural Heritage As a Common Good of Humanity: A Challenge for Criminal Justice, Courmayeur, Italy - ISPAC is organizing an International Conference aimed at exploring the indispensable role of crime prevention and criminal justice responses, at both international and domestic level, in combating all forms of trafficking in cultural property and related offences in a comprehensive and effective manner. This Conference – addressed to international organizations, national enforcement agencies, academics, cultural institutions, private sector operators in art and antiquities – follows a long-established commitment of ISPAC in the protection of cultural heritage and public goods as one of the most relevant challenges for contemporary criminal policy.
“What to do if Your Fund is Suspected of Insider Trading and Other Fraudulent Acts,” at The Hedge Fund Business Operations Association’s Annual Conference: Optimizing Hedge Fund Business Operations.