Howard L. Kramer
Practice Areas
Education
  • J.D., (cum laude) University of Michigan Law School, 1981
  • M.A., University of Michigan, 1979
  • B.A. (high honors and high distinction, Phi Beta Kappa), University of Michigan, 1977
Admissions
  • District of Columbia

Howard L. Kramer

hkramer@mmlawus.com
1001 G Street, N.W.
Seventh Floor
Washington, DC 20001
T: (202) 661-7012
F: (202) 661-7059

Publications

  • SEC Adopts Large Trader Reporting System
    (Co-authored with Matthew B. Comstock)
    Journal of Investment Compliance | (November, 2011)

    SEC Adopts Large Trader Reporting System

  • Assessing the Shotgun Volley of SEC Market structure Initiatives
    Journal of Securities Law, Regulation & Compliance (Subscription Required) | (October, 2010)

    (Journal of Securities Law, Regulation & Compliance . Oct2010, Vol. 3 Issue 4, p294-306. 13p.) - This paper analyses the recent volley of market structure initiatives issued by the Securities and Exchange Coin miss ion (SEC) since time autumn of 2009. It observes that these initiatives are a natural outgrowth of the SEC'S adoption tinder the Securities Exchange Act of 1934 of Regulation ATS in 1998 and Regulation NMS in 2005 and time electronic market structure that has resulted from these rules.

  • Fraud in Markup: An Unusual SEC Decision
    The Review of Securities & Commodities Regulation (Subscription Required) | (09/03/2008)

    "Fraud in Markup: An Unusual SEC Decision," The Review of Securities & Commodities Regulation.

  • Key Components of an Effective Compliance Program for Broker-Dealers Deemed Trading Centres Under Regulation NMS
    Journal of Securities Compliance (Subscription Required) | (October, 2007)

    "Key Components of an Effective Compliance Program for Broker-Dealers Deemed Trading Centres Under Regulation NMS," Journal of Securities Compliance.