You are invited to join Hannah Berkowitz, James Dombach and Paul Merolla of Murphy & McGonigle, along with guest instructors Guy Miller of Citadel Securities and Etienne Barg-Townsend of KGS-Alpha Capital Markets, L.P., for a breakfast CLE program. We will review the regulatory landscape relevant to best execution, mark-ups and customer communications and will offer practical insight and tips on these important regulatory issues.
Celebrating its 48th year, SIFMA's C&L Annual Seminar gathered almost 2,000 compliance and legal professionals from March 13-16 at the Hilton Orlando Bonnet Creek. This critical forum provides an opportunity for legal and compliance leaders and regulators to come together to educate each other and share their respective expertise and insight with the goal of making our capital markets the most fair, transparent and ethical in the world.
"Mortgage-Related Products," Understanding Financial Products 2016, Practicing Law Institute, New York, January 28, 2016.
The In-House/Outside Litigation Counsel Group provides a forum for in-house lawyers and outside litigation counsel who represent corporate clients to examine the legal and business aspects of the working relationship between in-house and outside counsel. The members of the Group discuss topical issues that have an impact on corporate litigation. The Group also seeks the perspectives of the courts, practitioners who represent consumers, and public sector litigants.
The SIFMA Compliance and Legal Society's 46th Annual Seminar hosted over 300 speakers, sharing insights and trends across 65 substantive panels on the latest regulatory developments, compliance effectiveness, and other top industry topics. Hannah Berkowitz is a panelist for “Conflict Management – Retail and Institutional Issues”.
PLI Understanding Financial Products, 2014, Panelist “Mortgage-Related Products and CDOs”