Elizabeth M. Del Cid
Practice Areas
Education
  • J.D., Dean’s List, University of Minnesota Law School, 2006
  • B.A., English and History, cum laude, UCLA, 2004
Admissions
  • California
  • New York
  • U.S. District Court, Central District of California
  • U.S. District Court, Eastern District of California
  • U.S. District Court, Northern District of California

Elizabeth M. Del Cid

edelcid@mmlawus.com
C: (646) 891-7905
1185 Avenue of the Americas
21st Floor
New York, NY 10036
T: (212) 880-3982
F: (212) 825-9828

Elizabeth Del Cid is a litigation attorney in the firm’s New York office.  In close to a decade of practice, Ms. Del Cid has appeared before federal and state judges at the civil and criminal level, FINRA arbitrators, the SEC’s Enforcement Division, and administrative officers in California, New York, and Iowa.  She has advised a myriad of clients, from major broker-dealers to government agencies to individuals from Latin America.

Ms. Del Cid has first chaired bench trials and second chaired jury trials involving multi-millions of dollars in alleged damages.  She has litigated several cases where a brokerage firm was forced to deal with the aftermath of a rogue advisor’s Ponzi or cherry picking scheme.  She has counseled executives from national and regional financial institutions and their registered salespersons about compliance and supervisory procedures concerning outside business activities, registered investment advisory services, and due diligence of TICs and other securities products.  Ms. Del Cid also successfully advocated on behalf of an insurance agent in a five-year long, complex commercial dispute brought on behalf of the beneficiaries of a family trust, alleging conspiracy to violate RICO.  She has defended insurance companies in ERISA actions as well.

Although she is an experienced trial attorney, Ms. Del Cid recognizes that not all cases should be resolved by evidentiary hearing.  She is a skilled business negotiator and has reached settlements for substantially less than the cost of defense before even participating in mediation.

As a new attorney, Ms. Del Cid used to make policy and oversee its enforcement on behalf of California municipalities. She is a native Spanish speaker.

Representative Engagements

    Securities Litigation and Enforcement

  • Inter-American Bar Association, “Introduction to FINRA Securities Arbitration” Luncheon Series (moderator), New York, New York, February 5, 2016
  • Professional Liability Attorney Network, “The Ins and Outs of FINRA’s Broker Expungement Process” webinar (panelist), Los Angeles, California, March 14, 2014
  • Trading and Markets Counseling

  • AIG, “Financial Institutions Claims/Updates in the Securities Industry” CLE session (panelist), New York, New York, April 17, 2014

Professional Affiliations

  • Member, Fellows Program, American Bar Association Law Practice Division
  • Chicago 2016 Convention CLE Committee and Los Angeles 2008 Convention Committee, Hispanic National Bar Association
  • Future Leaders Event and Women’s Leadership Forum, SIFMA Compliance & Legal Society
  • Financial Women’s Association
  • Collaborative Bar Leadership Academy

Publications

Seminars and Presentations

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